coining of the term confocal

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coining of the term confocal

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Hello.

Does anyone know who (or when/where) the term "confocal"
was actually coined?  I presume it refers to "conjugate focal
planes".  Possibly this is mentioned in Pawley's book, but I alas
do not have a copy.  I also don't know if it was mentioned in Minsky's
original patent or not; it seems that at this time Minsky referred
to the method as "double-focusing" rather than confocal, but I
do not have a copy of the full patent.

thanks for any information,
Don

Donald M. O'Malley
Dept. Biology
Northeastern University
George McNamara George McNamara
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Re: coining of the term confocal

Search the CONFOCAL archive at http://listserv.acsu.buffalo.edu/cgi-bin/wa?S1=confocal
Scanning 1988 memoir attached. Does not explicitly state that he used the term in 1957


Searching PubMed for "confocal" turned up an irrelevant 1969 reference (something to do with prolate spheroids) and several early 1980's papers (but is clearly missing stuff in the 1970's). Some of the 1980's papers have full text online. The Valkenburg JA 1985 http://jb.asm.org/cgi/reprint/161/2/478?view=long&pmid=3918013 paper had references to three Brackenhoff 1979 papers, including two in J Microscopy:

Brakenhoff, G. J. 1979. Imaging modes in confocal scanning
light microscopy (CSLM). J. Microsc. 117:233-242.

Brakenhoff, G. J., P. Blom, and P. J. Barends. 1979. Confocal
scanning light microscopy with high aperture lenses. J. Microsc.
117:219-232.

I note the above articles do not mention laser.

Brad Amos (2003) wrote in Biology of the Cell 95: 335-342 (history of his and John White's MRC series of confocal scopes ... available online):

"White decided to investigate the confocal microscope, which had been invented by Minsky in 1955 (see Minsky, 1988). The word ’confocal’ seems to have been first used by Brakenhoff and others in 1979 to mean a microscope in which the illumination is confined to a diffraction-limited spot in the specimen and the detection is similarly confined by placing an aperture in front of the detector in a position optically conjugate to the focussed spot. The result of this arrangement is that the response of the instrument to a fluorescent point object falls off approximately according to an inverse fourth-power rule with distance from the plane of focus. This produces an ’optical sectioning’ effect, in which the glare from out-of-focus regions is almost completely eliminated. Brakenhoff et al. (1979 ) had demonstrated this experimentally with microscope objectives of the highest available numerical aperture, of the type used in cell biology, and also verified the prediction that the resolution (as measured by the full-width at half maximum intensity of the point spread function) is improved relative to the nonconfocal microscope by a factor of the square root of 2 (1.414). (In practical microscopes, it is the optical sectioning effect that is more important than the resolution improvement.) The underlying physics was understood (Wilson and Sheppard, 1984): why, then, had the method not been applied earlier to biological fluorescence?


Egger and Petran published their first reflected light tandem scanning scope in 1967 (Science, online). They do not cite Minsky (not surprising - independent invention). "Light reflected from above or below the plane of the object was largely intercepted by the opaque portions of the disc; thus the reflected light image could not be degraded by scattered light reflecting into the microscope."
Clearly a confocal scope, though the word confocal was not used in the paper.


Minsky published as a US patent only.  M. Minsky (1957) U.S. patent #3013467, Microscopy Apparatus.
US Patent Office link: 

3,013,467 Full-Page Image 356/432 250/215 348/79 359/389    issued December 19, 1961


best wishes with your search,

George





At 11:53 AM 8/22/2007, you wrote:
Search the CONFOCAL archive at
http://listserv.acsu.buffalo.edu/cgi-bin/wa?S1=confocal

Hello.

Does anyone know who (or when/where) the term "confocal"
was actually coined?  I presume it refers to "conjugate focal
planes".  Possibly this is mentioned in Pawley's book, but I alas
do not have a copy.  I also don't know if it was mentioned in Minsky's
original patent or not; it seems that at this time Minsky referred
to the method as "double-focusing" rather than confocal, but I
do not have a copy of the full patent.

thanks for any information,
Don

Donald M. O'Malley
Dept. Biology
Northeastern University




 

George McNamara, Ph.D.
University of Miami, Miller School of Medicine
Image Core
Miami, FL 33010
[hidden email]
[hidden email]
305-243-8436 office



Search the CONFOCAL archive at
http://listserv.acsu.buffalo.edu/cgi-bin/wa?S1=confocal

             Marvin Minsky,

"Memoir on Inventing the Confocal Scanning Microscope,"

   Published in   Scanning, vol.10 pp128-138, 1988

Editorial Note

   In this issue,we carry an article which we invited Prof. Marvin
Minsky to write about his invention of the confocal scanning
microscope. This is not a question of recognizing priority for a scientific
insight or discovery. It is much more a question of raising the problem
of how it can be possible that such an immensely important idea can go
unrecognized for such a very long period. It may possibly be the case
that after more research we find that yet another person discovered the
same idea. That does not matter. The fact is that Minsky invented such
a microscope identical with the concept later developed extensively by
Egger and Davidovits at Yale and by Shepherd and Wilson in Oxford
and Brakenhoff and colleagues in Amsterdam etc. The circumstances
are also remarkable in that Minsky only published his invention as a
patent. Yet he not only built a microscope and made it work and it was
the kind of prototype of which we would be proud but he showed it to
a number of people who went away impressed but nevertheless failed
to adopt the concept.

   We have also secured a copy of Minsky's original letter to his patent
agent which we reproduce verbatim to indicate the clarity with which
he was able to describe the concept and the future potential. The
original patent is also excellent reading. but that is quite freely
available. We have only copied the figures from that publication.

A. Boyde



    Memoir on Inventing the Confocal Scanning Microscope
                          Marvin Minsky

This is what I remember about inventing the confocal scanning
microscope in 1955.  It happened while I was making a transition
between two other theoretical preoccupations and I have never thought
back to that period until Alan Boyde suggested writing this memoir.
When I read the following account, the plot seems more coherent now
than it ever did in those times of the past.  Perhaps, though, those
activities which seemed to me the most spontaneous were actually those
which unconsciously were managed the most methodically.

The story actually begins in childhood, for my father was an
ophthalmologist and our home was simply @i[full] of lenses, prisms,
and diaphragms.  I took all his instruments apart, and he quietly put
them together again.  Later, when I was an undergraduate at Harvard in
the class of 1950, there were new wonders every day.  I studied
mathematics with Andrew Gleason, neurophysiology with John Welsh,
neuroanatomy with Marcus Singer, psychology with George Miller, and
classical mechanics with Herbert Goldstein.  But perhaps the most
amazing experience of all was in a laboratory course wherein a student
had to reproduce great physics experiments of the past.  To ink a zone
plate onto glass and see it focus on a screen; to watch a central
fringe emerge as the lengths of two paths become the same; to measure
those lengths to the millionth part with nothing but mirrors and beams
of light - I had never seen any things so strange.

For graduate studies I moved to Princeton to study more mathematics
and biology, and wrote a theoretical thesis on connectionistic
learning machines - that is, on networks of devices based on what
little was known about nerve cells.  <As long as I can
remember, I was entranced by all kinds of machinery -- and, early in
my college years, tried to find out how the great machines that we
call brains managed to feel and learn and think.> I studied
everything available about the physiology, anatomy, and embryology of
the nervous system.  But there simply were too many gaps; nothing was
known about how brains learn.  Nevertheless, it occurred to me, you
might be able to figure that out - if only you knew how those brain
cells were connected to each other.  Then you could attempt some of
what is now called "reverse engineering" - to guess what those
circuit's components do from knowing both what the circuits do and how
their parts are connected.  But I washorrified to learn that even
those connection schemes had never been properly mapped at all.  To be
sure, a good deal was known about the @i[shapes] of certain types of
nerve cells, because of the miraculous way in which the Golgi
treatment tends to pick out a few neurons and then stain all the
fibres that extend from them.  But this permits you to visualize only
one cell at a time, whereas to obtain the required wiring diagram you
need to make visible @i[all] the cells in a three dimensional region.
And here was a critical obstacle: the tissue of the central nervous
system is solidly packed with interwoven parts of cells.
Consequently, if you succeed in staining all of them, you simply can't
see anything.  This is not merely a problem of opacity because, if you
put enough light in, some will come out.  The serious problem is
scattering.  Unless you can confine each view to a thin enough plane,
nothing comes out but a meaningless blur.  Too little signal compared
to the noise: the problem kept frustrating me.

After completing that doctoral thesis, I had the great fortune to be
invited to become a Junior Fellow at Harvard.  That three-year
membership in the Harvard Society of Fellows carries unique
privileges; there is no obligation to have students, responsibilities,
or supervisors, and all doors to the university are opened; one is
bound only by a simple oath to seek whatever seems the truth.  This
freedom was just what I needed then because I was making a change in
course.  With the instruments of the time so weak, there seemed little
chance to understand brains, at least at the microscopic level.  So,
during those years I began to imagine another approach.  Perhaps we
could work the other way; begin with the large-scale things minds do
and try to break @i[those] processes down into smaller and smaller
ingredients.  Perhaps such studies could help us to guess more about
the low-level processes that might be found in brains.  Then, perhaps
we could combine what we learned from both "top down" and "bottom up"
points of view - and eventually close in on the problem from two
directions.

In the course of time, that new top down approach did indeed become
productive; it soon assumed the fanciful name, Artificial
Intelligence.  But that is a different story, and the only part that
is relevant here was what happened to me in that interlude.  I now
felt that while it might take decades to learn enough more about the
brain, Artificial Intelligence could be tackled straight away - but my
ideas about doing this were not yet quite mature enough.  So (it seems
to me in retrospect) while those ideas were incubating I had to keep
my hands busy and solving that problem of scattered light became my
conscious obsession.  Edward Purcell, a Senior Fellow of the Society
of Fellows, obtained for me a workroom in the Lyman laboratory of
Physics, with a window facing Harvard Yard and permission to use
whatever shops and equipment I might need.  (That room had once been
Theodore Lyman's office.  Under an old sheet of shelf paper I found a
bit of diffraction grating that had likely been ruled, I was awed to
think, by the master spectroscopist himself.)  One day it occurred to
me that the way to avoid all that scattered light was to never allow
any unnecessary light to enter in the first place.

An ideal microscope would examine each point of the specimen and
measure the amount of light scattered or absorbed by that point.  But
if we try to make many such measurements at the same time then every
focal image point will be clouded by aberrant rays of scattered light
deflected points of the specimen that are not the point you're looking
at.  Most of those extra rays would be gone if we could illuminate
only one specimen point at a time.  There is no way to eliminate every
possible such ray, because of multiple scattering, but it is easy to
remove all rays not initially aimed at the focal point; just use a
second microscope (instead of a condenser lens) to image a pinhole
aperture on a single point of the specimen.  This reduces the amount
of light in the specimen by orders of magnitude without reducing the
focal brightness at all.  Still, some of the initially focused light
will be scattered by out- of-focus specimen points onto other points
in the image plane.  But we can reject those rays, as well, by placing
a second pinhole aperture in the image plane that lies beyond the exit
side of the objective lens.  We end up with an elegant, symmetrical
geometry: a pinhole and an objective lens on each side of the
specimen.  (We could also employ a reflected light scheme by placing a
single lens and pinhole on only one side of the specimen - and using a
half-silvered mirror to separate the entering and exiting rays.)  This
brings an extra premium because the diffraction patterns of both
pinhole apertures are multiplied coherently: the central peak is
sharpened and the resolution is increased.  (One can think of the
lenses on both sides of the microscope combining, in effect, to form a
single, larger lens, thus increasing the difference in light path
lengths for point-pairs in the object plane.)

The price of single-point illumination is being able to measure only
one point at a time.  This is why a confocal microscope must scan the
specimen, point by point and that can take a long time because we must
add all the time intervals it takes to collect enough light to measure
each image point.  That amount of time could be reduced by using a
brighter light - but there were no lasers in those days.  I began by using a
carbon arc, the brightest source available.  Maintaining this was such a
chore that I had to replace it by a second best source: zirconium arcs,
though less intense, were a great deal more dependable.  The output
was measured with a low noise photomultiplier circuit that Francis Pipkin
helped me design.  Finally, the image was reconstructed on the screen
of a military surplus long-persistence radar scope.  The image remained
visible for about ten seconds, which was also how long it took to make
each scan.

The most serious design problem was choosing between moving the
specimen or moving the beam.  So far as I know, all modern confocal
microscopes use moving mirrors or scanning disks.  At first it seemed
more elegant to deflect a weightless beam of light than to move a
massive specimen.  But daunted by the problem of maintaining the
three-dimensional alignment of two tiny moving apertures, I decided
that it would be easier to keep the optics fixed and move the stage.  I
also was reluctant to use the single-lens reflected light scheme because
of wanting to "see" the image right away!  (Not only would dark field
be inherently dimmer, but there would also be the fourfold brightness
loss that beam splitters always bring.) <The modern machines do use
the single-objective reflected light scheme.>   A more patient scientist
would have accepted longer exposure times and assembled the pictures as
photographs - which would have produced permanent records rather
than transient subjective impressions.  In retrospect it occurs to me that
this concern for real-time speed may have been what delayed the use of
this scheme for almost thirty years.  I demonstrated the confocal
microscope to many visitors, but they never seemed very much
impressed with what they saw on that radar screen.  Only later did I
realize that it is not enough for an instrument merely to have a high
resolving power; one must also make the image @i[look] sharp.  
Perhaps the human brain requires a certain degree of foveal
compression in order to engage its foremost visual abilities.  In any
case, I should have used film - or at least have installed a smaller
screen!

In any case, once I decided to move the stage, this was not hard to
accomplish.  The specimen was mounted between two cover slips and
attached to a flexible platform that was supported by two strips of spring
metal.  A simple magnetic solenoid flexed the platform vertically with
a 60 hertz sinusoidally waveform, while a similar device deflected the
platform horizontally with a much slower, sawtooth waveform.  The
same electric signals (with some blanking and some corrections in
phase) also scanned the image onto the screen.  Thus the stage-moving
system was little more complex than an orthogonal pair of tuning
forks.  The optical system was not hard to align and proved able to
resolve points closer than a micrometer apart, using 45x objectives in
air.  I never got around to using oil immersion for fear that it would
restrict the depth to which different focal planes could be examined,
and because the viscosity might constrain the size of scan or tear apart
the specimen.

There is also a theoretical advantage to moving the stage rather than
the beam: the lenses of such a system need to be corrected only for the
family of rays that intersect the optical axis at a single focal point.  In
principle, that could lead to better lens designs because such systems
need no corrections at all for lateral aberrations.  In practice, however,
for visible light, opticians can already make wide field lenses that
approach theoretical perfection.  (This was another thing about optics I
had always found astonishing: the mathematical way in which the
radial symmetry of a lens causes odd order terms of series expansions
to cancel out, so that you can obtain sixth order accuracy by making
only two kinds of corrections, of second and fourth order.  It almost
seems too good to be true that such simple combinations of spherical
surfaces - the very shapes that are the easiest to fabricate - can transform
entire four dimensional families of rays in such orderly ways.)  
However, the advantages of combining stage scanning with paraxial
optics could still turn out to be indispensable, for example, for
microscopes in the X-ray domain for which refractive lenses and half-
silvered mirrors may never turn out to be feasible.

In constructing the actual prototype, the electronic aspects seemed easy
enough because, a few years earlier, I had already built a learning
machine (to simulate those neuronal nets) - and that system contained
several hundred vacuum tube circuits.  But the world of machining
was new to me.  Constructing an optical instrument was to live in a
world where the critical issue of each day was how to clamp some bar
of steel to the baseplate of a milling machine, what sort of cutter and
speed to use, and how to keep the workpiece cool.  I became obsessed
with finding ways to reduce the thermal expansion under the wheel of
a grinding machine; no matter how flat a surface seemed, I'd find new
bumps the following day.  (Perhaps I was haunted by Lyman's ghost.)  
By the time the prototype was complete, I understood how the
principles of kinematic design had made most of that precision
unnecessary. I could have saved months.  Still, the machine shop
experience was not wasted.  A decade later, it helped me to build a
singularly versatile robotic arm and hand.

Scanning is far more practical today because we can use computers to
transform and enhance the images.  In those days computers were just
becoming available and my friend Russell Kirsch was already doing
some of the first experiments on image analysis.  He persuaded me to
try some experiments, using the SEAC computer at the Bureau of
Standards.  However, that early machine's memory was too small for
those images, and we did not yet have adequate devices for digitizing
the signals.  Subsequently years, both Kirsch and I continued to pursue
those same ideas - of closing in on the vision problem by combining
bottom-up concepts of feature extraction with top-down theories about
the syntactic and semantic structures of images.  Eventually, Kirsch
applied those techniques to "parsing" pictures of actual cells, while I
pursued the subject of making computers recognize more
commonplace sorts of things.  I should mention that I was also
working with George Field (who also helped with the microscope
design) on how to use computers to enhance astronomical images.  
Such schemes later became practical but at that time they, too, were
defeated by the cost of memory.  I returned to physical optics only once
more, in the middle 1960s, in building computer controlled scanners
for our mechanical robotics project and in studying the feasibility of
using somewhat similar systems in conjunction with radiation
therapy.

I also pursued another dream - of a microscope, not optical, but entirely
mechanical.  Perhaps there were structures that could not be seen -
because they could not be selectively stained.  What for example,
served to hold the nucleus away from the walls of a cell?  Perhaps there
was a scaffolding of invisible fibres that one might recognize by
plucking them - and then measure the strain, or see other things
move.  I examined the various micromanipulators that already existed
but, finding none that seemed suitable, I designed one which I hoped to
use in conjunction with my new microscope.  Again the Society of
Fellows came to my aid, this time in the person of Carroll Williams,
who invited me to build it in his laboratory.  The new
micromanipulator wasextremely simple: I mounted the voice coils of
three loudspeakers at right angles and connected them with stiff wires
to a diagonally mounted needle probe.  The needle could be moved in
any spatial direction, simply by changing the current in the three coils.  
The only hard part was replacing the coil suspensions with materials
free from mechanical hysteresis.  The resulting probe could be swiftly
moved with precision better than 100 nanometers, over a range of
more than a millimeter.  (This sensitivity was at first limited by power
supply noise.  This was solved by using batteries.)  To control the probe,
my childhood classmate Edward Feder, who was now also working in
Williams' laboratory, constructed a three-dimensional electrical
joystick byattaching three conductive sheets to the sides of a tank of
salt water.  Everyone seemed to like @i[this] instrument, so we left it
around in the laboratory, but it was never actually put to use, and I
have no idea what became of it.  I had planned to measure the
infinitesimal forces by applying very high frequency vibrations to a
microelectrode mounted on the probe and correlating the waveforms
against the needle deflections as observed through the scanning
microscope.  I never got around to this because, by 1956, AI was already
on the march.

This is what I remember now, and it may not all be accurate.  I've
never had much conscious sense of making careful, long range plans,
but have simply worked from day to day without keeping notes or
schedules, or writing down the things I did.  I never published
anything about that earliest learning machine, or about the
micromanipulator, or even about that robot arm.  In the case of the
scanning microscope, it was fortunate that my brother in law, Morton
Amster, not only liked the instrument but also happened to be a patent
attorney.  Otherwise I might have never documented it at all.  The
learning machine and the micromanipulator disappeared long ago but,
only today, while writing this, I managed to find the microscope,
encrusted with thirty years of rust.  I cleaned it up, took this
photograph, and started to write an appropriate caption - but then
found the right thing in a carbon copy of a letter to Amster dated
November 18, 1955.


   <picture  here of letter, complete with typos and corrections>
   <photo of instrument>
   <picture of first page of patent>

Guy Cox Guy Cox
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Re: coining of the term confocal

Search the CONFOCAL archive at http://listserv.acsu.buffalo.edu/cgi-bin/wa?S1=confocal
Colin Sheppard has told me that his group didn't like the term confocal
because it also had another meaning in optics, so they used Type I and
Type II scanning microscopes (Type II was confocal) - but the word
did nevertheless appear in some of their publications. 
 
As to the inventor of the confocal microscope, this was Hiroto Naora,
in Japan in the 1940s.  (But this was not a scanning microscope).  An
interesting aside - some years ago I was having a long email exchange with
Marvin Minsky.  Then I asked him whether he'd known about Naora's
work - which was published in Science and other top journals - and the
correspondence came to an abrupt close.
 
                                                                                              Guy


From: Confocal Microscopy List on behalf of George McNamara
Sent: Thu 23/08/2007 10:34 AM
To: [hidden email]
Subject: Re: coining of the term confocal

 

 

 

 

Search the CONFOCAL archive at http://listserv.acsu.buffalo.edu/cgi-bin/wa?S1=confocal
Scanning 1988 memoir attached. Does not explicitly state that he used the term in 1957


Searching PubMed for "confocal" turned up an irrelevant 1969 reference (something to do with prolate spheroids) and several early 1980's papers (but is clearly missing stuff in the 1970's). Some of the 1980's papers have full text online. The Valkenburg JA 1985 http://jb.asm.org/cgi/reprint/161/2/478?view=long&pmid=3918013 paper had references to three Brackenhoff 1979 papers, including two in J Microscopy:

Brakenhoff, G. J. 1979. Imaging modes in confocal scanning
light microscopy (CSLM). J. Microsc. 117:233-242.

Brakenhoff, G. J., P. Blom, and P. J. Barends. 1979. Confocal
scanning light microscopy with high aperture lenses. J. Microsc.
117:219-232.

I note the above articles do not mention laser.

Brad Amos (2003) wrote in Biology of the Cell 95: 335-342 (history of his and John White's MRC series of confocal scopes ... available online):

"White decided to investigate the confocal microscope, which had been invented by Minsky in 1955 (see Minsky, 1988). The word ’confocal’ seems to have been first used by Brakenhoff and others in 1979 to mean a microscope in which the illumination is confined to a diffraction-limited spot in the specimen and the detection is similarly confined by placing an aperture in front of the detector in a position optically conjugate to the focussed spot. The result of this arrangement is that the response of the instrument to a fluorescent point object falls off approximately according to an inverse fourth-power rule with distance from the plane of focus. This produces an ’optical sectioning’ effect, in which the glare from out-of-focus regions is almost completely eliminated. Brakenhoff et al. (1979 ) had demonstrated this experimentally with microscope objectives of the highest available numerical aperture, of the type used in cell biology, and also verified the prediction that the resolution (as measured by the full-width at half maximum intensity of the point spread function) is improved relative to the nonconfocal microscope by a factor of the square root of 2 (1.414). (In practical microscopes, it is the optical sectioning effect that is more important than the resolution improvement.) The underlying physics was understood (Wilson and Sheppard, 1984): why, then, had the method not been applied earlier to biological fluorescence?


Egger and Petran published their first reflected light tandem scanning scope in 1967 (Science, online). They do not cite Minsky (not surprising - independent invention). "Light reflected from above or below the plane of the object was largely intercepted by the opaque portions of the disc; thus the reflected light image could not be degraded by scattered light reflecting into the microscope."
Clearly a confocal scope, though the word confocal was not used in the paper.


Minsky published as a US patent only.  M. Minsky (1957) U.S. patent #3013467, Microscopy Apparatus.
US Patent Office link: 

3,013,467 Full-Page Image 356/432 250/215 348/79 359/389    issued December 19, 1961


best wishes with your search,

George





At 11:53 AM 8/22/2007, you wrote:

Search the CONFOCAL archive at
http://listserv.acsu.buffalo.edu/cgi-bin/wa?S1=confocal

Hello.

Does anyone know who (or when/where) the term "confocal"
was actually coined?  I presume it refers to "conjugate focal
planes".  Possibly this is mentioned in Pawley's book, but I alas
do not have a copy.  I also don't know if it was mentioned in Minsky's
original patent or not; it seems that at this time Minsky referred
to the method as "double-focusing" rather than confocal, but I
do not have a copy of the full patent.

thanks for any information,
Don

Donald M. O'Malley
Dept. Biology
Northeastern University




 

George McNamara, Ph.D.
University of Miami, Miller School of Medicine
Image Core
Miami, FL 33010
[hidden email]
[hidden email]
305-243-8436 office